U.S. District Court
Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:01-cv-06271-SAS

Caldera Systems IPO, et al v. Caldera Systems, et al
Assigned to: Judge Shira A. Scheindlin
Referred to:
Demand: $0
Lead Docket: 1:01-cv-06271-SAS
Related Cases: 1:21-mc-00092-SAS
Case in other court: None
Cause: 15:77 Securities Fraud

Date Filed: 07/11/01
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

Plaintiff
-----------------------
Eddison Andrews, On Behalf of Himself And All Others Similarly Situated
TERMINATED: 04/19/2002
represented by Mel E. Lifshitz
Bernstein, Liebhard & Lifshitz, L.L.P.
10 East 40th Street
New York, NY 10016
(212) 779-1414
Email: lifshitz@bernlieb.com
TERMINATED: 04/19/2002
LEAD ATTORNEY
Tracey Calhoun represented by Melvyn I. Weiss
Milberg, Weiss, Bershad, Hynes & Lerach, LLP
One Pennsylvania Plaza
New York, NY 10119-0165
(212) 594-5300
LEAD ATTORNEY
    Stanley David Bernstein
Bernstein, Liebhard & Lifshitz, L.L.P.
10 East 40th Street
22nd Floor
New York, NY 10016
(212) 779-1414
Email: bernstein@bernlieb.com
LEAD ATTORNEY
Shelly Couch represented by Melvyn I. Weiss
(See above for address)
LEAD ATTORNEY
    Stanley David Bernstein
(See above for address)
LEAD ATTORNEY
Calhoun Geraldine represented by Melvyn I. Weiss
(See above for address)
LEAD ATTORNEY
    Stanley David Bernstein
(See above for address)
LEAD ATTORNEY
Calhoun Melvin represented by Melvyn I. Weiss
(See above for address)
LEAD ATTORNEY
    Stanley David Bernstein
(See above for address)
LEAD ATTORNEY
Ubaldo Gallegos represented by Melvyn I. Weiss
(See above for address)
LEAD ATTORNEY
    Stanley David Bernstein
(See above for address)
LEAD ATTORNEY
Rachel Johnson represented by Melvyn I. Weiss
(See above for address)
LEAD ATTORNEY
    Stanley David Bernstein
(See above for address)
LEAD ATTORNEY

V.

Defendant
-----------------------
Caldera Systems, Inc.
Robertson Stephens, Inc.
Bear, Stearns & Co. Inc. represented by Randy Mastro
Gibson, Dunn & Crutcher, L.L.P.
200 Park Avenue
47th Floor
New York, NY 10166
(212) 351-4000
LEAD ATTORNEY
Soundview Technology Group, Inc. represented by Michele A. Coffey
Morgan, Lewis & Bockius, L.L.P.
101 Park Avenue
New York, NY 10178
(212) 309-6000
Email: mcoffey@morganlewis.com
LEAD ATTORNEY
First Security Van Kasper
Ransom H. Love
TERMINATED: 10/15/2002
Alan Hansen
TERMINATED: 10/15/2002
Ralph J. Yarro, III
TERMINATED: 10/15/2002
Raymond J. Noorda
TERMINATED: 10/15/2002
Thomas P. Raimondi, Jr.
TERMINATED: 10/15/2002
Robertson Stephens, Inc. represented by Andrew J. Frackman
O'Melveny & Myers, L.L.P.
153 East 53rd Street
New York, NY 10022
(212) 326-2000
Email: afrackman@omm.com
LEAD ATTORNEY
    Brendan Joseph Dowd
O'Melveny & Myers, L.L.P.
153 East 53rd Street
New York, NY 10022-4611
(212) 326-2000
Email: bdowd@omm.com
LEAD ATTORNEY
Wells Fargo, Wells Fargo Van Kasper represented by Amy B. Briggs
Steefel, Levitt & Weiss
One Embarcadero Center
30th Floor
San Francisco, CA 94111
LEAD ATTORNEY
SoundView

Consol Plaintiff
-----------------------
George Weinroth
TERMINATED: 04/19/2002
Philip Wieczorek
TERMINATED: 04/19/2002
Niall Hynan
TERMINATED: 04/19/2002

V.

Consol Defendant
-----------------------
Wit Soundview Group, Inc.
TERMINATED: 04/19/2002

Plaintiff
-----------------------
Claire Eff, Lead Pltff represented by Melvyn I. Weiss
(See above for address)
LEAD ATTORNEY
    Stanley David Bernstein
(See above for address)
LEAD ATTORNEY

V.

Consol Plaintiff
-----------------------
Peter G. Collias
TERMINATED: 04/19/2002
Hoover Chew
TERMINATED: 04/19/2002
Margaret Chew
TERMINATED: 04/19/2002
Michael Godin
TERMINATED: 04/19/2002
Richard A. Signorelli
TERMINATED: 04/19/2002
Sonne Jao
TERMINATED: 04/19/2002
Joseph Serpico, Jr.
TERMINATED: 04/19/2002
Joseph Serpico
TERMINATED: 04/19/2002
Milton Edwards
TERMINATED: 04/19/2002
James Gregg
TERMINATED: 04/19/2002
Ibrahim Youssef
TERMINATED: 04/19/2002

Filing Date

#

Docket Text

07/11/20011CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 411377. (jco) (Entered: 07/12/2001)
07/11/2001 Magistrate Judge Michael H. Dolinger is so designated. (jco) (Entered: 07/12/2001)
08/09/20012Notice of Case Reassignment to Judge Shira A. Scheindlin. Copy of notice mailed to Attorney(s) of record. Pursuant to the Order of Chief Judge Mukasey dated August 8, 2001, the above entitled action is reassigned to the calendar of Judge Shira A. Scheindlin for inclusion in the coordinated pretrial proceedings being conducted by that judge. Two originals of all future documents submitted in this action are to be presented in the Clerk's Office for filing. One original is to be filed in this docket number and one original is to be filed in the miscellaneous case number 21mc92 (SAS). Each shall bear the original assigned judge's ( ) initials after the original docket number. Attached is a copy of Judge Mukasey's ORDER re: coordinating the proceedings before Judge Scheindlin. Also attached is a copy of Judge Scheindlin's ORDER re: set initial PTC 09/07/01 and directing all counsel to comply with Judge Scheindlin's requirements. [Original Orders docketed in 21mc92 (SAS) as documents numbers 1 and 2] (dcap) (Entered: 08/10/2001)
08/09/2001 Pretrial Conference set at 4:30 9/7/01 before Judge Shira A. Scheindlin. (dcap) (Entered: 08/10/2001)
08/31/20013STIPULATION AND ORDER; the time for defts FleetBoston Robertson Stephens, Inc., Bear, Stearns & Co., Inc. and Soundview Technology Group, Inc. to answer, move or otherwise respond to the Complaint in this action is extended through and including the later of 45 days after (i) the assignment of lead pltffs' counsel; or (ii) the filing of an amended complaint in this action. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 09/05/2001)
09/04/20014ORDER, that all cases against Caldera Systems in this IPO Securities Litigation, as set forth in the attached Rider (1:01-cv-6597, 1:01-cv-7022, 1:01-cv-7024) shall be consolidated into case number 01 Civ. 6271. The Clerk of the Court is ordered to consolidate any future cases filed against Caldera Systems subsequent to the date of this Order into lead case number 01 Civ. 6271. The Clerk of the Court is further ordered to close all cases that have been consolidated, subject to re-opening at a later date on proper application by a party. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (sac) (Entered: 09/20/2001)
09/04/2001 Consolidated Lead Case. (sac) (Entered: 09/20/2001)
09/05/20015RULE 1.9 CERTIFICATE filed by Bear, Stearns & Co. . (bai) (Entered: 09/20/2001)
09/05/20016RULE 1.9 CERTIFICATE filed by Soundview Technology . (bai) (Entered: 09/20/2001)
09/10/20017AFFIDAVIT OF SERVICE of S&C as to Caldera Systems by Harrison Colter, General Council, on 8/9/01. (sac) (Entered: 10/03/2001)
09/10/20018AFFIDAVIT OF SERVICE of S&C as to Alan Hansen by Harrison Colter on 8/9/01. (sac) (Entered: 10/03/2001)
09/10/20019AFFIDAVIT OF SERVICE of S&C as to Ralph J. Yarro III by Barbara Jackson on 8/9/01. (sac) (Entered: 10/03/2001)
09/10/200110NOTICE OF MOTION by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024 ; for an order, appointing them as Lead Pltff ; for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel ; Return date not indicated. (rec'd in the night deposit box on 9/10/01 at 10:16 p.m.) (sac) Modified on 10/03/2001 (Entered: 10/03/2001)
09/10/200111MEMORANDUM OF LAW by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao in support of [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 10:16 p.m.) (sac) Modified on 10/03/2001 (Entered: 10/03/2001)
09/10/200112DECLARATION of Samuel H. Rudman by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao in support Re: [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 10:16 p.m.) (sac) Modified on 10/03/2001 (Entered: 10/03/2001)
09/10/200113NOTICE OF MOTION by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024 ; for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 ; for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel ; Return date not indicated. (rec'd in the night deposit box on 9/10/01 at 11:13 p.m.) (sac) (Entered: 10/03/2001)
09/10/200114MEMORANDUM OF LAW by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in support of [13-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 11:13 p.m.) (sac) (Entered: 10/03/2001)
09/10/200115DECLARATION of Aaron Brody by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in support Re: [13-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 11:13 p.m.) (sac) (Entered: 10/03/2001)
09/25/200116RULE 1.9 CERTIFICATE filed by First Security Van. (sac) (Entered: 10/03/2001)
09/25/200117MEMORANDUM OF LAW by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in further support of [13-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel; in opposition to [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/25/01 at 9:59 p.m.) (sac) (Entered: 10/03/2001)
09/26/200118MEMORANDUM OF LAW by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao in further support of [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/26/01 at 7:14 p.m.) (sac) (Entered: 10/03/2001)
10/05/200119REPLY MEMORANDUM by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in further support of [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel; in opposition to [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 10/5/01 at 7:23 p.m.) (sac) (Entered: 10/17/2001)
01/04/200220AMENDED RULE 1.9 CERTIFICATE filed by Soundview Technology. (ph) (Entered: 01/24/2002)
01/07/200221RULE 1.9 CERTIFICATE filed by Robertson Stephens. (sac) (Entered: 02/05/2002)
04/19/2002 OMNIBUS ORDER, Claire Eff is hereby appointed as lead pltff and her selection of the Executive Committee to serve as Lead Counsel is approved. All other motions to be appointed lead pltff and for approval of lead counsel are hereby denied. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. filed in 21 mc 92, doc. #4319) (sac) (Entered: 05/28/2002)
04/19/200222AMENDED COMPLAINT by Claire Eff, Tracey Calhoun, Shelly Couch, Calhoun Geraldine, Calhoun Melvin, Ubaldo Gallegos, Rachel Johnson amending [1-1] complaint ; Summons issued. (ac) (Entered: 06/24/2002)
04/19/2002 MASTER ALLEGATIONS by Claire Eff, Tracey Calhoun, Shelly Couch, Calhoun Geraldine, Calhoun Melvin, Ubaldo Gallegos RE: Amended Complaint, doc.# 22, Filed on April 19, 2002. (ac) (Entered: 07/31/2002)
05/16/2002 CASHIER'S OFFICE REMARK on [35-1] order admitting Thomas O. Jacob, Michael J. Lawson, and Rudolph Reyes to appear pro hac vice as counsel of record for deft First Security Van Kasper., [35-2] order in the amount of $75.00 paid on 5/16/02 Receipt # 439663. (sac) (Entered: 07/23/2002)
05/17/200223AFFIDAVIT OF SERVICE of S&C as to Raymond J. Noorda by mail on 5/1/02. (sac) (Entered: 07/23/2002)
05/17/200224AFFIDAVIT OF SERVICE of S&C as to Ralph J. Yarro III by mail on 5/1/02. (sac) (Entered: 07/23/2002)
05/17/200225AFFIDAVIT OF SERVICE of S&C as to Raymond J. Noorda by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002)
05/17/200226AFFIDAVIT OF SERVICE of S&C as to Alan Hansen by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002)
05/17/200227AFFIDAVIT OF SERVICE of S&C as to Ransom H. Love by mail on 5/1/02. (sac) (Entered: 07/23/2002)
05/17/200228AFFIDAVIT OF SERVICE of S&C as to Ransom H. Love by Derry H. Love on 5/17/02. (sac) (Entered: 07/23/2002)
05/17/200229AFFIDAVIT OF SERVICE of S&C as to Caldera Systems by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002)
05/17/200230AFFIDAVIT OF SERVICE of S&C as to Ralph J. Yarro III by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002)
05/17/200231AFFIDAVIT OF SERVICE of S&C as to Thomas P. Raimondi Jr. by mail on 5/1/02. (sac) (Entered: 07/23/2002)
05/17/200232AFFIDAVIT OF SERVICE of S&C as to Thomas P. Raimondi Jr. by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002)
05/17/200233AFFIDAVIT OF SERVICE of S&C as to Bear, Stearns & Co. by Geraldine Smith, managing agent, on 4/29/02. (sac) (Entered: 07/23/2002)
05/17/200234AFFIDAVIT OF SERVICE of S&C as to Soundview Technology by Linda Eisenberg, managing agent, on 4/29/02. (sac) (Entered: 07/23/2002)
05/22/200235Order, admitting Thomas O. Jacob, Michael J. Lawson, and Rudolph Reyes to appear pro hac vice as counsel of record for deft First Security Van Kasper. ( signed by Judge Shira A. Scheindlin ); Copies mailed (sac) (Entered: 07/23/2002)
05/30/200236AFFIDAVIT OF SERVICE of S&C as to First Security Van by Shannon Fox, managing agent, on 4/29/02. (sac) (Entered: 07/25/2002)
06/18/2002 CASHIER'S OFFICE REMARK on [37-1] order in the amount of $25.00 paid on 6/26/02 Receipt # 443347. (sac) (Entered: 12/16/2002)
06/19/200237Order admitting Michael J. Coffino to appear attorney pro hac vice on behalf of First Security Van Kasper. ( signed by Judge Shira A. Scheindlin ); Copies mailed (sac) (Entered: 07/26/2002)
06/26/2002 CASHIER'S OFFICE REMARK on in the amount of $25.00 paid on 6/26/02 Receipt # 443399. (dle) (Entered: 07/02/2002)
06/26/2002 CASHIER'S OFFICE REMARK on [37-1] order in the amount of $25.00 paid on 6/26/02 Receipt #443347. (sac) (Entered: 07/26/2002)
10/15/2002 (UNSIGNED) STIPULATION OF DISMISSAL; this action purs. to Stipulation and Order entered in 21 mc 92, doc. #5059, hereby dismisses without prejudice and without costs as to defts Ransom H. Love, Ralph J. Yarro, III, Alan Hansen, Raymond Noorda, and Thomas Raimondi, Jr. (Orig. filed and signed by Judge Scheindlin in 21 mc 92.) (sac) (Entered: 03/06/2003)
02/07/200338NOTICE of Change of Address by Occam Networks , Agency.com, Airspan Networks, Autobytel.com, Autoweb.com, Avantgo, BSquare Corp., Caldera Systems, CBS Marketwatch, Digitas, Inc., drugstore.com, Equinix, GT Group Telecom, Hoover's Inc., iBeam Broadcasting, SBI and Co., Metasolv Software, Multex, Net2000, United Online, Onvia.com, PlanetRx.com, Portal Software, Radware, Axeda Systems, Register.com, Silicon Laboratories, Sycamore Networks, theglobe.com, Tickets.com; Verado Holdings (FirstWorld Communications), Viador, Inc., Vignette Corp., and Z-Tel Technologies; Firm Name: Cadwalader, Wickersham & Taft. (sac) (Entered: 03/28/2003)
07/21/200339ANSWER by Bear, Stearns & Co. to [22-1] amended complaint. (Attorney Randy Mastro from the Firm: Gibson, Dunn & Crutcher, LLP). (sac) (Entered: 08/06/2003)
07/21/200340ANSWER by Robertson Stephens to [22-1] amended complaint. (Attorney Brendan Joseph Dowd from the O'Melveny & Myers, LLP)... rec'd in the night deposit box on 7/21/03 at 7:25 p.m. (sac) (Entered: 08/21/2003)
07/23/200341ANSWER by Soundview Technology to [22-1] amended complaint . (Attorney Michele A. Coffey from the Firm: Morgan, Lewis & Bockius, LLP). (sac) (Entered: 09/19/2003)
07/23/200342ANSWER by Wells Fargo to [22-1] amended complaint . (Attorney Amy B. Briggs from the Firm: Steefel, Levitt & Weiss). (sac) (Entered: 09/19/2003)





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