Caldera Systems IPO, et al v. Caldera Systems, et al Assigned to: Judge Shira A. Scheindlin Referred to: Demand: $0 Lead Docket: 1:01-cv-06271-SAS Related Cases: 1:21-mc-00092-SAS Case in other court: None Cause: 15:77 Securities Fraud |
Date Filed: 07/11/01 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question |
Plaintiff ----------------------- |
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Eddison Andrews, On Behalf of Himself And All Others Similarly Situated TERMINATED: 04/19/2002 |
represented by | Mel E. Lifshitz
Bernstein, Liebhard & Lifshitz, L.L.P. 10 East 40th Street New York, NY 10016 (212) 779-1414 Email: lifshitz@bernlieb.com TERMINATED: 04/19/2002 LEAD ATTORNEY |
Tracey Calhoun | represented by | Melvyn I. Weiss
Milberg, Weiss, Bershad, Hynes & Lerach, LLP One Pennsylvania Plaza New York, NY 10119-0165 (212) 594-5300 LEAD ATTORNEY |
Stanley David Bernstein
Bernstein, Liebhard & Lifshitz, L.L.P. 10 East 40th Street 22nd Floor New York, NY 10016 (212) 779-1414 Email: bernstein@bernlieb.com LEAD ATTORNEY | ||
Shelly Couch | represented by | Melvyn I. Weiss
(See above for address) LEAD ATTORNEY |
Stanley David Bernstein
(See above for address) LEAD ATTORNEY | ||
Calhoun Geraldine | represented by | Melvyn I. Weiss
(See above for address) LEAD ATTORNEY |
Stanley David Bernstein
(See above for address) LEAD ATTORNEY | ||
Calhoun Melvin | represented by | Melvyn I. Weiss
(See above for address) LEAD ATTORNEY |
Stanley David Bernstein
(See above for address) LEAD ATTORNEY | ||
Ubaldo Gallegos | represented by | Melvyn I. Weiss
(See above for address) LEAD ATTORNEY |
Stanley David Bernstein
(See above for address) LEAD ATTORNEY | ||
Rachel Johnson | represented by | Melvyn I. Weiss
(See above for address) LEAD ATTORNEY |
Stanley David Bernstein
(See above for address) LEAD ATTORNEY | ||
V. |
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Defendant ----------------------- |
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Caldera Systems, Inc. | ||
Robertson Stephens, Inc. | ||
Bear, Stearns & Co. Inc. | represented by | Randy Mastro
Gibson, Dunn & Crutcher, L.L.P. 200 Park Avenue 47th Floor New York, NY 10166 (212) 351-4000 LEAD ATTORNEY |
Soundview Technology Group, Inc. | represented by | Michele A. Coffey
Morgan, Lewis & Bockius, L.L.P. 101 Park Avenue New York, NY 10178 (212) 309-6000 Email: mcoffey@morganlewis.com LEAD ATTORNEY |
First Security Van Kasper | ||
Ransom H. Love TERMINATED: 10/15/2002 |
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Alan Hansen TERMINATED: 10/15/2002 |
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Ralph J. Yarro, III TERMINATED: 10/15/2002 |
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Raymond J. Noorda TERMINATED: 10/15/2002 |
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Thomas P. Raimondi, Jr. TERMINATED: 10/15/2002 |
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Robertson Stephens, Inc. | represented by | Andrew J. Frackman
O'Melveny & Myers, L.L.P. 153 East 53rd Street New York, NY 10022 (212) 326-2000 Email: afrackman@omm.com LEAD ATTORNEY |
Brendan Joseph Dowd
O'Melveny & Myers, L.L.P. 153 East 53rd Street New York, NY 10022-4611 (212) 326-2000 Email: bdowd@omm.com LEAD ATTORNEY | ||
Wells Fargo, Wells Fargo Van Kasper | represented by | Amy B. Briggs
Steefel, Levitt & Weiss One Embarcadero Center 30th Floor San Francisco, CA 94111 LEAD ATTORNEY |
SoundView | ||
Consol Plaintiff ----------------------- |
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George Weinroth TERMINATED: 04/19/2002 |
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Philip Wieczorek TERMINATED: 04/19/2002 |
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Niall Hynan TERMINATED: 04/19/2002 |
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V. |
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Consol Defendant ----------------------- |
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Wit Soundview Group, Inc. TERMINATED: 04/19/2002 |
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Plaintiff ----------------------- |
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Claire Eff, Lead Pltff | represented by | Melvyn I. Weiss
(See above for address) LEAD ATTORNEY |
Stanley David Bernstein
(See above for address) LEAD ATTORNEY | ||
V. |
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Consol Plaintiff ----------------------- |
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Peter G. Collias TERMINATED: 04/19/2002 |
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Hoover Chew TERMINATED: 04/19/2002 |
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Margaret Chew TERMINATED: 04/19/2002 |
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Michael Godin TERMINATED: 04/19/2002 |
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Richard A. Signorelli TERMINATED: 04/19/2002 |
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Sonne Jao TERMINATED: 04/19/2002 |
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Joseph Serpico, Jr. TERMINATED: 04/19/2002 |
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Joseph Serpico TERMINATED: 04/19/2002 |
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Milton Edwards TERMINATED: 04/19/2002 |
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James Gregg TERMINATED: 04/19/2002 |
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Ibrahim Youssef TERMINATED: 04/19/2002 |
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Filing Date |
# | Docket Text |
07/11/2001 | 1 | CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 411377. (jco) (Entered: 07/12/2001) |
07/11/2001 | Magistrate Judge Michael H. Dolinger is so designated. (jco) (Entered: 07/12/2001) | |
08/09/2001 | 2 | Notice of Case Reassignment to Judge Shira A. Scheindlin. Copy of notice mailed to Attorney(s) of record. Pursuant to the Order of Chief Judge Mukasey dated August 8, 2001, the above entitled action is reassigned to the calendar of Judge Shira A. Scheindlin for inclusion in the coordinated pretrial proceedings being conducted by that judge. Two originals of all future documents submitted in this action are to be presented in the Clerk's Office for filing. One original is to be filed in this docket number and one original is to be filed in the miscellaneous case number 21mc92 (SAS). Each shall bear the original assigned judge's ( ) initials after the original docket number. Attached is a copy of Judge Mukasey's ORDER re: coordinating the proceedings before Judge Scheindlin. Also attached is a copy of Judge Scheindlin's ORDER re: set initial PTC 09/07/01 and directing all counsel to comply with Judge Scheindlin's requirements. [Original Orders docketed in 21mc92 (SAS) as documents numbers 1 and 2] (dcap) (Entered: 08/10/2001) |
08/09/2001 | Pretrial Conference set at 4:30 9/7/01 before Judge Shira A. Scheindlin. (dcap) (Entered: 08/10/2001) | |
08/31/2001 | 3 | STIPULATION AND ORDER; the time for defts FleetBoston Robertson Stephens, Inc., Bear, Stearns & Co., Inc. and Soundview Technology Group, Inc. to answer, move or otherwise respond to the Complaint in this action is extended through and including the later of 45 days after (i) the assignment of lead pltffs' counsel; or (ii) the filing of an amended complaint in this action. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 09/05/2001) |
09/04/2001 | 4 | ORDER, that all cases against Caldera Systems in this IPO Securities Litigation, as set forth in the attached Rider (1:01-cv-6597, 1:01-cv-7022, 1:01-cv-7024) shall be consolidated into case number 01 Civ. 6271. The Clerk of the Court is ordered to consolidate any future cases filed against Caldera Systems subsequent to the date of this Order into lead case number 01 Civ. 6271. The Clerk of the Court is further ordered to close all cases that have been consolidated, subject to re-opening at a later date on proper application by a party. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (sac) (Entered: 09/20/2001) |
09/04/2001 | Consolidated Lead Case. (sac) (Entered: 09/20/2001) | |
09/05/2001 | 5 | RULE 1.9 CERTIFICATE filed by Bear, Stearns & Co. . (bai) (Entered: 09/20/2001) |
09/05/2001 | 6 | RULE 1.9 CERTIFICATE filed by Soundview Technology . (bai) (Entered: 09/20/2001) |
09/10/2001 | 7 | AFFIDAVIT OF SERVICE of S&C as to Caldera Systems by Harrison Colter, General Council, on 8/9/01. (sac) (Entered: 10/03/2001) |
09/10/2001 | 8 | AFFIDAVIT OF SERVICE of S&C as to Alan Hansen by Harrison Colter on 8/9/01. (sac) (Entered: 10/03/2001) |
09/10/2001 | 9 | AFFIDAVIT OF SERVICE of S&C as to Ralph J. Yarro III by Barbara Jackson on 8/9/01. (sac) (Entered: 10/03/2001) |
09/10/2001 | 10 | NOTICE OF MOTION by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024 ; for an order, appointing them as Lead Pltff ; for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel ; Return date not indicated. (rec'd in the night deposit box on 9/10/01 at 10:16 p.m.) (sac) Modified on 10/03/2001 (Entered: 10/03/2001) |
09/10/2001 | 11 | MEMORANDUM OF LAW by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao in support of [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 10:16 p.m.) (sac) Modified on 10/03/2001 (Entered: 10/03/2001) |
09/10/2001 | 12 | DECLARATION of Samuel H. Rudman by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao in support Re: [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 10:16 p.m.) (sac) Modified on 10/03/2001 (Entered: 10/03/2001) |
09/10/2001 | 13 | NOTICE OF MOTION by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024 ; for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 ; for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel ; Return date not indicated. (rec'd in the night deposit box on 9/10/01 at 11:13 p.m.) (sac) (Entered: 10/03/2001) |
09/10/2001 | 14 | MEMORANDUM OF LAW by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in support of [13-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 11:13 p.m.) (sac) (Entered: 10/03/2001) |
09/10/2001 | 15 | DECLARATION of Aaron Brody by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in support Re: [13-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel. (rec'd in the night deposit box on 9/10/01 at 11:13 p.m.) (sac) (Entered: 10/03/2001) |
09/25/2001 | 16 | RULE 1.9 CERTIFICATE filed by First Security Van. (sac) (Entered: 10/03/2001) |
09/25/2001 | 17 | MEMORANDUM OF LAW by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in further support of [13-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel; in opposition to [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/25/01 at 9:59 p.m.) (sac) (Entered: 10/03/2001) |
09/26/2001 | 18 | MEMORANDUM OF LAW by Claire Eff, Peter G. Collias, Hoover Chew, Margaret Chew, Michael Godin, Richard A. Signorelli, Sonne Jao in further support of [10-1] motion for an order, consolidating this action 01 Civ. 6271 (Lead Case) with the following Mem. Cases: 01 Civ. 6597, 01 Civ. 7022, 01 Civ. 7024, [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 9/26/01 at 7:14 p.m.) (sac) (Entered: 10/03/2001) |
10/05/2001 | 19 | REPLY MEMORANDUM by Joseph Serpico Jr., Joseph Serpico, Milton Edwards, James Gregg, Ibrahim Youssef in further support of [13-2] motion for an order, appointing the Serpico Lead Pltffs to serve as lead pltffs in this action purs. to Section 27(a)(3)(B) of the Securities Act of 1933 and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, [13-3] motion for an order, approving the Serpico Lead Pltffs' selection of Lead Counsel; in opposition to [10-2] motion for an order, appointing them as Lead Pltff, [10-3] motion for an order, approving their selection of the law firm of Wilberg Weiss Bershad Hynes & Lerach LLP to serve as Lead Counsel. (rec'd in the night deposit box on 10/5/01 at 7:23 p.m.) (sac) (Entered: 10/17/2001) |
01/04/2002 | 20 | AMENDED RULE 1.9 CERTIFICATE filed by Soundview Technology. (ph) (Entered: 01/24/2002) |
01/07/2002 | 21 | RULE 1.9 CERTIFICATE filed by Robertson Stephens. (sac) (Entered: 02/05/2002) |
04/19/2002 | OMNIBUS ORDER, Claire Eff is hereby appointed as lead pltff and her selection of the Executive Committee to serve as Lead Counsel is approved. All other motions to be appointed lead pltff and for approval of lead counsel are hereby denied. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. filed in 21 mc 92, doc. #4319) (sac) (Entered: 05/28/2002) | |
04/19/2002 | 22 | AMENDED COMPLAINT by Claire Eff, Tracey Calhoun, Shelly Couch, Calhoun Geraldine, Calhoun Melvin, Ubaldo Gallegos, Rachel Johnson amending [1-1] complaint ; Summons issued. (ac) (Entered: 06/24/2002) |
04/19/2002 | MASTER ALLEGATIONS by Claire Eff, Tracey Calhoun, Shelly Couch, Calhoun Geraldine, Calhoun Melvin, Ubaldo Gallegos RE: Amended Complaint, doc.# 22, Filed on April 19, 2002. (ac) (Entered: 07/31/2002) | |
05/16/2002 | CASHIER'S OFFICE REMARK on [35-1] order admitting Thomas O. Jacob, Michael J. Lawson, and Rudolph Reyes to appear pro hac vice as counsel of record for deft First Security Van Kasper., [35-2] order in the amount of $75.00 paid on 5/16/02 Receipt # 439663. (sac) (Entered: 07/23/2002) | |
05/17/2002 | 23 | AFFIDAVIT OF SERVICE of S&C as to Raymond J. Noorda by mail on 5/1/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 24 | AFFIDAVIT OF SERVICE of S&C as to Ralph J. Yarro III by mail on 5/1/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 25 | AFFIDAVIT OF SERVICE of S&C as to Raymond J. Noorda by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 26 | AFFIDAVIT OF SERVICE of S&C as to Alan Hansen by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 27 | AFFIDAVIT OF SERVICE of S&C as to Ransom H. Love by mail on 5/1/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 28 | AFFIDAVIT OF SERVICE of S&C as to Ransom H. Love by Derry H. Love on 5/17/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 29 | AFFIDAVIT OF SERVICE of S&C as to Caldera Systems by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 30 | AFFIDAVIT OF SERVICE of S&C as to Ralph J. Yarro III by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 31 | AFFIDAVIT OF SERVICE of S&C as to Thomas P. Raimondi Jr. by mail on 5/1/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 32 | AFFIDAVIT OF SERVICE of S&C as to Thomas P. Raimondi Jr. by Derry Arnett, legal manager, on 4/30/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 33 | AFFIDAVIT OF SERVICE of S&C as to Bear, Stearns & Co. by Geraldine Smith, managing agent, on 4/29/02. (sac) (Entered: 07/23/2002) |
05/17/2002 | 34 | AFFIDAVIT OF SERVICE of S&C as to Soundview Technology by Linda Eisenberg, managing agent, on 4/29/02. (sac) (Entered: 07/23/2002) |
05/22/2002 | 35 | Order, admitting Thomas O. Jacob, Michael J. Lawson, and Rudolph Reyes to appear pro hac vice as counsel of record for deft First Security Van Kasper. ( signed by Judge Shira A. Scheindlin ); Copies mailed (sac) (Entered: 07/23/2002) |
05/30/2002 | 36 | AFFIDAVIT OF SERVICE of S&C as to First Security Van by Shannon Fox, managing agent, on 4/29/02. (sac) (Entered: 07/25/2002) |
06/18/2002 | CASHIER'S OFFICE REMARK on [37-1] order in the amount of $25.00 paid on 6/26/02 Receipt # 443347. (sac) (Entered: 12/16/2002) | |
06/19/2002 | 37 | Order admitting Michael J. Coffino to appear attorney pro hac vice on behalf of First Security Van Kasper. ( signed by Judge Shira A. Scheindlin ); Copies mailed (sac) (Entered: 07/26/2002) |
06/26/2002 | CASHIER'S OFFICE REMARK on in the amount of $25.00 paid on 6/26/02 Receipt # 443399. (dle) (Entered: 07/02/2002) | |
06/26/2002 | CASHIER'S OFFICE REMARK on [37-1] order in the amount of $25.00 paid on 6/26/02 Receipt #443347. (sac) (Entered: 07/26/2002) | |
10/15/2002 | (UNSIGNED) STIPULATION OF DISMISSAL; this action purs. to Stipulation and Order entered in 21 mc 92, doc. #5059, hereby dismisses without prejudice and without costs as to defts Ransom H. Love, Ralph J. Yarro, III, Alan Hansen, Raymond Noorda, and Thomas Raimondi, Jr. (Orig. filed and signed by Judge Scheindlin in 21 mc 92.) (sac) (Entered: 03/06/2003) | |
02/07/2003 | 38 | NOTICE of Change of Address by Occam Networks , Agency.com, Airspan Networks, Autobytel.com, Autoweb.com, Avantgo, BSquare Corp., Caldera Systems, CBS Marketwatch, Digitas, Inc., drugstore.com, Equinix, GT Group Telecom, Hoover's Inc., iBeam Broadcasting, SBI and Co., Metasolv Software, Multex, Net2000, United Online, Onvia.com, PlanetRx.com, Portal Software, Radware, Axeda Systems, Register.com, Silicon Laboratories, Sycamore Networks, theglobe.com, Tickets.com; Verado Holdings (FirstWorld Communications), Viador, Inc., Vignette Corp., and Z-Tel Technologies; Firm Name: Cadwalader, Wickersham & Taft. (sac) (Entered: 03/28/2003) |
07/21/2003 | 39 | ANSWER by Bear, Stearns & Co. to [22-1] amended complaint. (Attorney Randy Mastro from the Firm: Gibson, Dunn & Crutcher, LLP). (sac) (Entered: 08/06/2003) |
07/21/2003 | 40 | ANSWER by Robertson Stephens to [22-1] amended complaint. (Attorney Brendan Joseph Dowd from the O'Melveny & Myers, LLP)... rec'd in the night deposit box on 7/21/03 at 7:25 p.m. (sac) (Entered: 08/21/2003) |
07/23/2003 | 41 | ANSWER by Soundview Technology to [22-1] amended complaint . (Attorney Michele A. Coffey from the Firm: Morgan, Lewis & Bockius, LLP). (sac) (Entered: 09/19/2003) |
07/23/2003 | 42 | ANSWER by Wells Fargo to [22-1] amended complaint . (Attorney Amy B. Briggs from the Firm: Steefel, Levitt & Weiss). (sac) (Entered: 09/19/2003) |
PACER Service Center | |||
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Transaction Receipt | |||
03/14/2004 04:53:56 | |||
PACER Login: | fs0780 | Client Code: | |
Description: | Docket Report | Case Number: | 1:01-cv-06271-SAS |
Billable Pages: | 6 | Cost: | 0.42 |